Daniel Bauer has more than 18 years of experience in the financial services industry. His primary responsibilities include investment portfolio management, investment account trading, strategic financial planning and creating investment policy statements for individuals and organizations. Dan serves as the firm’s Chief Compliance Officer and Chief Investment Officer.
Daniel earned his Certified Financial PlannerTM certification in 2013 after having met the education, experience, and exam requirements issued by the CFP Board. He earned his MSFA, Master of Science in Financial Analysis, from the College for Financial Planning (2007) and Bachelor of Science in Statistics from Cornell University (2001). He is a lifelong resident of Guilderland, NY.
An avid reader of all things financial, Dan is passionate about applying sound financial practices while remaining current with financial industry news to maintain a relevant perspective. Dan applies his analytical background and professional experience to advise and assist clients in navigating the various stages of financial planning, wealth preservation and asset transfer.